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“Bloomberg®” and the indices referenced herein (the “Indices”, and each such index, an “Index”) are trademarks or service marks of Bloomberg Finance L.P. and its affiliates, including Bloomberg Index Services Limited (“BISL”), the administrator of the Index (collectively, “Bloomberg”), and/or one or more third-party providers (each such provider, a “Third-Party Provider,”) and have been licensed for use for certain purposes to FRANKLIN TEMPLETON COMPANIES, LLC (the “Licensee”). To the extent a Third-Party Provider contributes intellectual property in connection with the Index, such third-party products, company names and logos are trademarks or service marks, and remain the property of such Third-Party Provider.
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“Bloomberg®” and the indices referenced herein (the “Indices”, and each such index, an “Index”) are trademarks or service marks of Bloomberg Finance L.P. and its affiliates, including Bloomberg Index Services Limited (“BISL”), the administrator of the Index (collectively, “Bloomberg”) and/or one or more third-party providers (each such provider, a “Third-Party Provider,”) and have been licensed for use for certain purposes to FRANKLIN TEMPLETON COMPANIES, LLC (the “Licensee”). To the extent a Third-Party Provider contributes intellectual property in connection with the Index, such third- party products, company names and logos are trademarks or service marks, and remain the property, of such Third-Party Provider. Bloomberg is not affiliated with the Licensee or a Third-Party Provider, and Bloomberg does not approve, endorse, review, or recommend the financial products referenced herein (the “Financial Products”). Bloomberg does not guarantee the timeliness, accurateness, or completeness of any data or information relating to the Indices or the Financial Products.
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The [Cboe S&P 500 2% OTM BuyWrite IndexSM, Cboe S&P 500 BuyWrite IndexSM, Cboe S&P 500 95-10 Collar IndexSM, Cboe S&P 500 PutWrite IndexSM] and values thereof (together, the “Index”) and related trademarks are the property of Cboe Global Indices, LLC and/or its affiliates (together, “CGI”) and/or third-party licensors and/or their affiliates (together with CGI, the “CGI Parties”) and is used pursuant to limited license. S&P® and S&P 500® are registered trademarks of S&P Dow Jones Indices, LLC or its affiliates and have been licensed for use by CGI. The CGI Parties make no express or implied warranties, and expressly disclaim all warranties of merchantability or fitness for a particular purpose or use with respect to the Index and any data used to calculate the Index. The CGI Parties do not represent or guaranty that any Index values or other information is accurate, complete, timely or useful for any purpose. All values and other Index information is “as is” and users assume all risk of use. Without limiting any of the foregoing, in no event whatsoever shall the CGI Parties be liable for any indirect, special, incidental, punitive or consequential damages including but not limited to, lost profits, lost opportunities, trading losses, lost time or goodwill, whether in contract, tort, strict liability or other type of claim arising out of or related to (i) any fund or third-party investment product that is based on or compared with the Index and/or (ii) use of or reliance on any Index information.
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“Dow Jones®” and “Dow Jones Sukuk Index” are trademarks of Dow Jones Trademark Holdings LLC (“Dow Jones”) or its affiliates and have been licensed for use for certain purposes by S&P Dow Jones Indices LLC and its affiliates (“S&P Dow Jones Indices”) and sublicensed to Franklin Templeton for use with the certain Franklin Templeton managed funds or accounts, which are benchmarked to the Dow Jones Sukuk Index, but are not sponsored, endorsed, sold or promoted by Dow Jones, S&P Dow Jones Indices or their respective affiliates, and none of S&P Dow Jones Indices, Dow Jones or any of their respective affiliates makes any representation regarding the advisability of trading such product(s).
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FTSE ASEAN Index Series: Source: FTSE International Limited (“FTSE”) © FTSE [year]. “FTSE®” is a trademark of the London Stock Exchange Group companies and is used by FTSE International Limited under licence. The FTSE ASEAN indices are calculated by FTSE International Limited in conjunction with Indonesia Stock Exchange, Bursa Malaysia Berhad, The Philippine Stock Exchange, Inc., Singapore Exchange Securities Trading Limited and the Stock Exchange of Thailand (the “Exchanges”). All intellectual property rights in the FTSE/ASEAN [xxx] Index vest in FTSE and the Exchanges. Neither FTSE nor its licensors accept any liability for any errors or omissions in the FTSE indices and / or FTSE ratings or underlying data. No further distribution of FTSE Data is permitted without FTSE’s express written consent.
FTSE EPRA NAREIT Global Real Estate Index Series: Source: FTSE International Limited (“FTSE”) © FTSE [year]. “FTSE®” is a trademark of the London Stock Exchange Group companies and is used by FTSE International Limited under licence. “FT-SE®,” “FOOTSIE®” and “FTSE4GOOD®” are trademarks of the London Stock Exchange Group companies. “NAREIT ® ” is a trademark of the National Association of Real Estate Investment Trusts (“NAREIT”) and “EPRA ®” is a trademark of the European Public Real Estate Association (“EPRA”) and all are used by FTSE International Limited (“FTSE”) under licence. The FTSE EPRA NAREIT indices are calculated by FTSE. Neither FTSE, Euronext N. V., NAREIT nor EPRA sponsor, endorse or promote this product and are not in any way connected to it and do not accept any liability. All intellectual property rights in the index values and constituent list vests in FTSE, Euronext N. V., NAREIT and EPRA. Neither FTSE nor its licensors accept any liability for any errors or omissions in the FTSE indices and / or FTSE ratings or underlying data. No further distribution of FTSE Data is permitted without FTSE’s express written consent.
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All rights in the Benchmark (except the FTSE/JSE South Africa Capped Index) vest in the relevant LSE Group company that owns the Benchmark. All rights in the FTSE/JSE South Africa Capped Index vest in the relevant LSE Group company and the JSE, which own the FTSE/JSE South Africa Capped Index. “FTSE®” is a trade mark(s) of the relevant LSE Group company and “JSE” is a trademark of the JSE and both are used by any other LSE Group company under license.
Each Benchmark is calculated by or on behalf of FTSE International Limited or its affiliate, agent or partner, and with respect to the FTSE/JSE South Africa Capped Index, in conjunction with the JSE. The Licensor Parties accept no liability whatsoever to any person arising out of (a) the use of, reliance on or any error in the Benchmark or (b) investment in or operation of the fund. The Licensor Parties make no claim, prediction, warranty or representation either as to the results to be obtained from the fund or the suitability of the Benchmark for the purpose to which it is being put by Advisory Services.
See http://www.ftse.com/products/indices/attribution-requirements for additional notices for FTSE co-branded indices.
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The ICE BofA Indices (THE “INDICES”) ARE PRODUCT OF ICE DATA INDICES, LLC (“ICE DATA”). ICE DATA PERMITS USE OF THE INDICES AND RELATED DATA ON AN “AS IS” BASIS, ICE DATA, ITS AFFILIATES AND THEIR RESPECTIVE THIRD PARTY SUPPLIERS MAKE NO WARRANTIES REGARDING THE SAME AND DO NOT GUARANTEE THE SUITABILITY, QUALITY, ACCURACY, TIMELINESS, AND/OR COMPLETENESS OF THE INDICES OR ANY DATA INCLUDED IN, RELATED TO, OR DERIVED THEREFROM, ASSUMES NO LIABILITY IN CONNECTION WITH USE OF THE FOREGOING, AND DO NOT SPONSOR, ENDORSE, OR RECOMMEND FRANKLIN TEMPLETON, OR ANY OF ITS PRODUCTS OR SERVICES
The index referenced herein (the “Index”) is the proprietary property of Markit North America, Inc., Markit Indices GmbH, Markit Equities Limited and/or its affiliates (“Index Provider”) and has been licensed for use in connection with the fund (or other investment vehicle) or securities referenced herein (“Fund”). Each party acknowledges and agrees that the Fund is not sponsored, endorsed or promoted by the Index Provider. The Index Provider makes no representation whatsoever, whether express or implied, and hereby expressly disclaim all warranties (including, without limitation, those of merchantability or fitness for a particular purpose or use), with respect to the Index or any data included therein or relating thereto, and in particular disclaim any warranty either as to the quality, accuracy and/or completeness of the Index or any data included therein, the results obtained from the use of the Index and/or the composition of the Index at any particular time on any particular date or otherwise and/or the creditworthiness of any entity, or the likelihood of the occurrence of a credit event or similar event (however defined) with respect to an obligation, in the Index at any particular time on any particular date or otherwise. The Index Provider shall not be liable (whether in negligence or otherwise) to the parties or any other person for any error in the Index, and the Index Provider is under no obligation to advise the parties or any person of any error therein. The Index Provider makes no representation whatsoever, whether express or implied, as to the advisability of purchasing or selling the Fund, the ability of the Index to track relevant markets’ performances, or otherwise relating to the Index or any transaction or product with respect thereto, or of assuming any risks in connection therewith. The Index Provider has no obligation to take the needs of any party into consideration in determining, composing or calculating the Index. No party purchasing or selling the Fund nor the Index Provider, shall have any liability to any party for any act or failure to act by the Index Provider in connection with the determination, adjustment, calculation or maintenance of the Index. The Index Provider and its affiliates may deal in any obligations that compose the Index, and may, where permitted, accept deposits from, make loans or otherwise extend credit to, and generally engage in any kind of commercial or investment banking or other business with the issuers of such obligations or their affiliates, and may act with respect to such business as if the Index did not exist, regardless of whether such action might adversely affect the Index or the Fund.
The information and data provided herein (the “data”) is the proprietary property of Markit North America, Inc., Markit Indices GmbH, Markit Equities Limited and/or its affiliates (“IHS Markit”). Unless you are in possession of a valid license from IHS Markit for access, use or distribution of the data, you may not, except as expressly permitted by such IHS Markit license: (i) copy, share, sell, distribute or otherwise make the data available to any other party; or (ii) use the data contained herein in any other manner, including for any internal or external business purposes, except as expressly communicated to you in writing by the provider of this data. To obtain a license, please contact IHS Markit. The users of this data acknowledge and agree that no duty of care is owed to them or to any other person by IHS Markit or any of its third party data or service providers (“data providers”) and that use of data creates no fiduciary or other relationship in contract or in tort between the users or any other person and IHS Markit or its data providers. The data is provided on an “as is” basis. Neither IHS Markit nor any data provider makes any warranty, express or implied, as to the availability, accuracy, completeness or timeliness of the data nor as to the results to be obtained by users of the data nor as to the quality, performance or fitness for a particular purpose of the data. Neither IHS Markit nor any data provider shall in any way be liable to any user of the data for any inaccuracies, errors or omissions in the IHS Markit data, regardless of cause, or for any damages (whether direct or indirect) resulting therefrom. Each of IHS Markit and any data provider shall be a third-party beneficiary of these, and any other disclaimers provided in the agreement or within the data and shall have the right to enforce the same. The opinions, estimates or projections in the data do not reflect the opinions of IHS Markit or its data providers. IHS Markit has no obligation to update, modify or amend the data or to otherwise notify users in the event that any matter stated in the data, or any opinion, projection, forecast or estimate set forth herein, changes or subsequently becomes inaccurate. Without limiting the foregoing, IHS Markit or any data provider shall have no liability whatsoever, whether in contract (including under an indemnity), in tort (including negligence), under a warranty, under statute or otherwise, in respect of any loss or damages (including indirect, incidental, special or consequential damages or lost profits) suffered by users of the data, including as a result of or in connection with any opinions, recommendations, forecasts, judgments, or any other conclusions, or any course of action determined, by users of the data or any other person, whether or not based on the data, content, information or materials contained herein and whether or not such losses or damages could have been foreseen or prevented. Copyright © IHS Markit. All rights reserved.
Copyright © By International Monetary Fund. All Rights Reserved.
THE LBMA GOLD PRICE, WHICH IS ADMINISTERED AND PUBLISHED BY ICE BENCHMARK ADMINISTRATION LIMITED (IBA), SERVES AS, OR AS PART OF, AN INPUT OR UNDERLYING REFERENCE FOR Franklin Responsibly Sourced Gold ETF.
LBMA GOLD PRICE IS A TRADE MARK OF PRECIOUS METALS PRICES LIMITED, AND IS LICENSED TO IBA AS THE ADMINISTRATOR OF THE LBMA GOLD PRICE. ICE BENCHMARK ADMINSTRATION IS A TRADE MARK OF IBA AND/OR ITS AFFILIATES. THE LBMA GOLD PRICE PM AND THE TRADE MARKS LBMA GOLD PRICE AND ICE BENCHMARK ADMINISTRATION, ARE USED BY FRANKLIN TEMPLETON WITH PERMISSION UNDER LICENCE BY IBA.
IBA AND ITS AFFILIATES MAKE NO CLAIM, PREDICATION, WARRANTY OR REPRESENTATION WHATSOEVER, EXPRESS OR IMPLIED, AS TO THE RESULTS TO BE OBTAINED FROM ANY USE OF THE [LBMA GOLD PRICE, OR THE APPROPRIATENESS OR SUITABILITY OF THE LBMA GOLD PRICE FOR ANY PARTICULAR PURPOSE TO WHICH IT MIGHT BE PUT, INCLUDING WITH RESPECT TO Franklin Responsibly Sourced Gold ETF. TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ALL IMPLIED TERMS, CONDITIONS AND WARRANTIES, INCLUDING, WITHOUT LIMITATION, AS TO QUALITY, MERCHANTABILITY, FITNESS FOR PURPOSE, TITLE OR NON-INFRINGEMENT, IN RELATION TO THE LBMA GOLD PRICE, ARE HEREBY EXCLUDED AND NONE OF IBA OR ANY OF ITS AFFILIATES WILL BE LIABLE IN CONTRACT OR TORT (INCLUDING NEGLIGENCE), FOR BREACH OF STATUTORY DUTY OR NUISANCE, FOR MISREPRESENTATION, OR UNDER ANTITRUST LAWS OR OTHERWISE, IN RESPECT OF ANY INACCURACIES, ERRORS, OMISSIONS, DELAYS, FAILURES, CESSATIONS OR CHANGES (MATERIAL OR OTHERWISE) IN THE LBMA GOLD PRICE, OR FOR ANY DAMAGE, EXPENSE OR OTHER LOSS (WHETHER DIRECT OR INDIRECT) YOU MAY SUFFER ARISING OUT OF OR IN CONNECTION WITH THE LBMA GOLD PRICE OR ANY RELIANCE YOU MAY PLACE UPON IT.
LBMA GOLD PRICE IS A TRADE MARK OF PRECIOUS METALS PRICES LIMITED, IS LICENSED TO ICE BENCHMARK ADMINISTRATION LIMITED (IBA) AS THE ADMINISTRATOR OF THE LBMA GOLD PRICE, AND IS USED BY FRANKLIN TEMPLETON WITH PERMISSION UNDER LICENCE BY IBA.
The MSCI data is comprised of a custom index calculated by MSCI for Franklin Templeton. MSCI makes no warranties and shall have no liability with respect to any MSCI data reproduced herein. No further redistribution or use is permitted. This report is not prepared or endorsed by MSCI.
Certain ESG data sourced from MSCI ESG Research.
This report contains certain information (the “Information”) sourced from and/or ©MSCI ESG Research LLC, or its affiliates or information providers (the “ESG Parties”) and may have been used to calculate scores, ratings or other indicators. The Information may only be used for your internal use, may not be reproduced or redisseminated in any form and may not be used as a basis for or a component of any financial instruments or products or indices. Although they obtain information from sources they consider reliable, none of the ESG Parties warrants or guarantees the originality, accuracy and/or completeness, of any data herein and expressly disclaim all express or implied warranties, including those of merchantability and fitness for a particular purpose. None of the Information is intended to constitute investment advice or a recommendation to make (or refrain from making) any kind of investment decision and may not be relied on as such, nor should it be taken as an indication or guarantee of any future performance, analysis, forecast or prediction. None of the ESG Parties shall have any liability for any errors or omissions in connection with any data or Information herein, or any liability for any direct, indirect, special, punitive, consequential or any other damages (including lost profits) even if notified of the possibility of such damages.
MSCI makes no warranties and shall have no liability with respect to any MSCI data reproduced herein. No further redistribution or use is permitted. This report is not prepared or endorsed by MSCI.
Source: MSCI Inc. Data from the LibertyQ International Hedged Index is owned and calculated by MSCI, is based on the MSCI EAFE Index and aims to reflect the performance of a Franklin Templeton strategy. The Franklin LibertyQ International Equity Hedged ETF is not sponsored, endorsed, issued, sold or promoted by or affiliated with MSCI Inc. MSCI Inc. does not make any representation regarding the advisability of investing in the Franklin LibertyQ International Equity Hedged ETF. See the prospectus or statement of additional information of Franklin LibertyQ International Equity Hedged ETF for further information.
Source: MSCI Inc. Data is from the LibertyQ Global Equity Index is owned and calculated by MSCI, is based on the MSCI ACWI Index and aims to reflect the performance of a Franklin Templeton strategy. The Franklin LibertyQ Global Equity ETF is not sponsored, endorsed, issued, sold or promoted by or affiliated with MSCI Inc. MSCI Inc. does not make any representation regarding the advisability of investing in the Franklin LibertyQ Global Equity ETF. See the prospectus or statement of additional information of Franklin LibertyQ Global Equity ETF for further information.
Source: MSCI Inc. Data from the LibertyQ Global Dividend Index is owned and calculated by MSCI, is based on the MSCI ACWI ex REITs Index and aims to reflect the performance of a Franklin Templeton strategy. The Franklin LibertyQ Global Dividend ETF is not sponsored, endorsed, issued, sold or promoted by or affiliated with MSCI Inc. MSCI Inc. does not make any representation regarding the advisability of investing in the Franklin LibertyQ Global Dividend ETF See the prospectus or statement of additional information of Franklin LibertyQ Global Dividend ETF for further information.
Source: MSCI Inc. Data is from the LibertyQ Emerging Markets Index is owned and calculated by MSCI, is based on the MSCI Emerging Markets Index and aims to reflect the performance of a Franklin Templeton strategy. The Franklin LibertyQ Emerging Markets ETF is not sponsored, endorsed, issued, sold or promoted by or affiliated with MSCI Inc. MSCI Inc. does not make any representation regarding the advisability of investing in the Franklin LibertyQ Emerging Markets ETF. See the prospectus or statement of additional information of Franklin LibertyQ Emerging Markets ETF for further information.
Source: MSCI, Inc. The LibertyQ International Equity Index is a custom index based on the MSCI EAFE Index and is owned and independently calculated and maintained by MSCI. The methodology for the Index is publicly available on the MSCI website. The Franklin LibertyQT International Equity Index ETF is not sponsored, endorsed, issued, sold or promoted by or affiliated with MSCI Inc. MSCI Inc. does not make any representation regarding the advisability of investing in the Franklin LibertyQT International Equity Index ETF. See the prospectus or statement of additional information of Franklin LibertyQT International Equity Index ETF for further information.
Source: MSCI Inc. The LibertyQ European Dividend Index, a custom index that is owned and calculated by MSCI, is based on the MSCI Europe IMI ex REITs ex 50% Small Cap Index and aims to reflect the performance of a Franklin Templeton strategy. The Franklin LibertyQ Europe Dividend UCITS ETF is not sponsored, endorsed, issued, sold or promoted by or affiliated with MSCI Inc. MSCI Inc. does not make any representation regarding the advisability of investing in the LibertyQ Europe Dividend UCITS ETF. See the prospectus of the LibertyQ Europe Dividend UCITS ETF for further information.
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Morningstar® US Target Market Exposure Index℠
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(collectively "Morningstar Indices")
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This DOCUMENT, and the analyses, loss probabilities and estimations contained herein (“Results”), are based on data provided by K2 ADVISORS and compiled using proprietary computer risk assessment technology (“RMS Model”) of Risk Management Solutions, Inc. (“RMS”). This technology is based on scientific data, mathematical and empirical models, and the encoded experience of earthquake engineers, geologists, seismologists, and geotechnical specialists. As with any model of physical systems, the reader of this report is hereby advised that errors are possible through no fault of RMS. Furthermore, the Results contained herein are subject to numerous assumptions, uncertainties and inherent limitations of any statistical analysis. The accuracy of the Results presented within this report is largely dependent on the accuracy and quality of the data used by K2 ADVISORS to generate the Results and any additional assumptions made by K2 ADVISORS. RMS has not verified the authenticity, accuracy or completeness of any information or assumptions used by k2 advisors in generating the Results.
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Frank Russell Company is the source and owner of the trademarks, service marks and copyrights related to the Russell Indexes. Russell® is a trademark of Frank Russell Company.
For the U.S. and ex-Canada:
Source: FTSE Russell. The LibertyQ U.S. Large, Small and Mid Cap Equity Indexes are calculated and maintained by FTSE Russell which aim to reflect the performance of a Franklin Templeton strategy. The LibertyQ U.S. Equity ETFs are not in any way sponsored, endorsed, sold or promoted by Russell or the London Stock Exchange Group companies (“LSEG”) (together the “Licensor Parties”) and none of the Licensor Parties make any claim, prediction, warranty or representation whatsoever, expressly or impliedly, either as to (i) the results to be obtained from the use of the Index (upon which the LibertyQ U.S. Equity ETFs are based), (ii) the figure at which the Index is said to stand at any particular time on any particular day or otherwise, or (iii) the suitability of the Index for the purpose to which it is being put in connection with the LibertyQ U.S. Equity ETFs. None of the Licensor Parties have provided or will provide any financial or investment advice or recommendation in relation to the Index to Franklin Templeton or to its clients. None of the Licensor Parties shall be (a) liable (whether in negligence or otherwise) to any person for any error in the Index or (b) under any obligation to advise any person of any error therein. Frank Russell Company is the source of the trademarks, service marks and copyrights related to the Russell Indexes. Russell® is a trademark of Frank Russell Company.
For Canada:
Source: FTSE Russell. The LibertyQ U.S. Equity Index is calculated and maintained by FTSE Russell which is designed to reflect the performance of stocks representing a specific set of factor characteristics — quality, value, momentum and low volatility. The LibertyQT U.S. Equity Index ETF is not in any way sponsored, endorsed, sold or promoted by Russell or the London Stock Exchange Group companies (“LSEG”) (together the “Licensor Parties”) and none of the Licensor Parties make any claim, prediction, warranty or representation whatsoever, expressly or impliedly, either as to (i) the results to be obtained from the use of the Index (upon which the LibertyQT U.S. Equity Index ETF is based), (ii) the figure at which the Index is said to stand at any particular time on any particular day or otherwise, or (iii) the suitability of the Index for the purpose to which it is being put in connection with the LibertyQT U.S. Equity Index ETF. None of the Licensor Parties have provided or will provide any financial or investment advice or recommendation in relation to the Index to Franklin Templeton or to its clients. None of the Licensor Parties shall be (a) liable (whether in negligence or otherwise) to any person for any error in the Index or (b) under any obligation to advise any person of any error therein. Frank Russell Company is the source of the trademarks, service marks and copyrights related to the Russell Indexes. Russell® is a trademark of Frank Russell Company.
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Past performance is not necessarily indicative of future results. Foreign currency rates of exchange, commodity values, interest rates and any other relevant economic unit of value built into or related to a transaction may adversely affect the value, price or income of any security or related instrument mentioned in this material. THE PROJECTIONS OR OTHER INFORMATION DERIVED FROM UBS DELTA REGARDING THE LIKELIHOOD OF VARIOUS INVESTMENT OUTCOMES ARE HYPOTHETICAL IN NATURE, DO NOT REFLECT
ACTUAL INVESTMENT RESULTS AND ARE NOT GUARANTEES OF FUTURE RESULTS. RESULTS MAY VARY WITH EACH USE OF THE SYSTEM AND OVER TIME. IN ADDITION, OTHER INVESTMENTS NOT CONSIDERED IN ANY PARTICULAR ANALYSIS MAY HAVE CHARACTERISTICS SIMILAR OR SUPERIOR TO THOSE ANALYZED.
The Recipient acknowledges that neither the contents, nor the making available of the information derived from UBS Delta (or related information), constitutes investment or professional advice or a personal recommendation and that UBS is not acting as your commodity advisor, financial adviser or fiduciary in any transaction. The contents of this document should not be construed as a substitute for such advice. The Recipient should not rely on this material or related information in relation to any decisions (investment or otherwise), which the Client shall make independently. The Recipient acknowledges that interpretation of this material output relies on the Recipient making or obtaining independent, professional, real-time market analysis and, if the Client so determines, third party advice. UBS views any transaction entered into as a result of the use of UBS Delta to be an arm’s length transaction, and assumes that you have taken adequate steps to seek legal, regulatory, tax, financial and accounting advice as you may deem necessary.
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UBS Delta materials are not intended for retail clients or private individuals.
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